2012-25 (August 31,
2012)
Awards & Honors; Advancing Private
Interests; Promoting Public Confidence; Prestige of
Office
Rules 1.2 & 1.3; C.G.S. § 54-56g(g)
Issue:
A Judicial Official received a letter from Mothers
Against Drunk Driving (“MADD”) in which the
organization informed the Judicial Official that
he/she has been selected to receive an award at its
annual community dinner. In the
correspondence, MADD offered to pay for the Judicial
Official’s dinner, as well as the dinner of a guest,
and requested biographical information and a photo.
The Judicial Official inquired whether he/she may:
(1) accept the award, 2) speak at the dinner
(presumably to accept the award), and (3) if it is
permissible to attend as an award recipient, make a
charitable contribution to MADD in the amount of the
dinner cost?
Additional Facts: Information
obtained from the MADD website describes the
organization as a 501(c)(3) public charity and “one
of the largest victim services organization in the
U.S.” which provides services to “drunk and drugged
driving victims and survivors one person every 8
minutes free of charge.” MADD’s mission statement is
“to stop drunk driving, support the victims of this
violent crime and prevent underage drinking.”
MADD has represented
that the dinner is not a fund-raising event because
it will make no profit after paying for the costs of
the dinner and the awards. While MADD plans to have
a program of the event with biographies and photos
of the award recipients, no advertisements or
sponsors will be included.
According to MADD, the Judicial Official was
selected to receive the award because the Judicial
Official endorses and supports the MADD victim
impact panel program. MADD’s website describes the
program as follows:
[It is] an awareness program for offenders convicted
of misdemeanor driving under the influence of
alcohol or other drugs. The panels consist of
a non-confrontational presentation consisting of
crime victims telling their own personal stories of
how impaired drivers forever changed their lives.
The panel presents a unique perspective to the
offender that is often overlooked or simply cannot
be taught by the courts and the DUI offender
schools.
The program was created with one purpose
in mind: to show offenders first-hand about the
trauma, physical pain, emotional suffering and
devastation, financial loss, anger and frustration
that is commonly experienced by innocent victims and
their family members resulting from a DUI-related
crash.
Participation in victim impact
panels is permissible, but not mandatory, under
C.G.S. § 54-56g(g), the pretrial alcohol education
program statute. Persons referred by the court to
MADD for participation in the program are ordinarily
required to pay MADD a $75 fee.
Response: Rule 1.2 of the Code of
Judicial Conduct provides that a judge “should act
at all times in a manner that promotes public
confidence in the … impartiality of the judiciary,
and shall avoid impropriety and the appearance of
impropriety. The test for appearance of
impropriety is whether the conduct would create in
reasonable minds a perception that the judge
violated this Code or engaged in other conduct that
reflects adversely on the judge’s honesty,
impartiality, temperament, or fitness to serve as a
judge.”
Rule 1.3 provides that a judge “shall not use or
attempt to use the prestige of judicial office to
advance the personal or economic interests of the
judge or others or allow others to do so.”
Based upon the
information provided, including that the
organization is a victim support and advocacy group
that takes strong positions on DUI cases and lobbies
actively on behalf of its interests, and that it
receives a fee from participants for every court
referral to the DUI victim impact panel program, the
Committee unanimously determined that acceptance of
the award would violate Rules 1.2 and 1.3. In
rendering this opinion, the Committee also
considered
New York Advisory Opinion 11-85 (judge should
not participate in private meetings with MADD where
goal seems to involve attempt to promote a
particular agenda) and
Florida Judicial Ethics Advisory Committee Opinion
2000-18 (judge may not nominate fellow judge for
MADD award and nominated judges are precluded from
accepting MADD award). As the New York advisory
committee stated: “Although MADD’s goals may be
laudable, the organization appears to be heavily
one-sided in nature as it identifies itself as a
victim support and advocacy
group.” In addition, as the Florida advisory
committee pointed out, the acceptance of an award
under these circumstances would cast doubt on the
accepting judge’s impartiality in future DUI cases.