1. What is Limited Scope Representation? Limited Scope Representation is when an attorney represents or assists a
party with part, but not all, of his or her legal matter. The attorney and
party enter into a detailed written agreement defining the scope of the
legal assistance including which tasks the attorney will be responsible for
and which tasks the party will be responsible for. Not every type of
practice is conducive to limited scope representation. It is wise to
avoid Limited Scope Representation in very sophisticated and/or complicated
2. What is an example of Limited Scope Representation? There are many different types of Limited Scope Representation. One
example would be providing legal advice to an individual about a case or a
legal problem he or she is involved in. Another example would be
drafting documents or pleadings for the individual. This is commonly
referred to as “ghost-writing.” In this instance, the attorney is
required to disclose on the pleading or document that it was “prepared with
assistance of counsel,” but the attorney is not required to disclose his or
her name or juris number. A third example would be legal coaching.
That is, for example, providing legal guidance about the legal or court
process such as how to introduce evidence, how to cross examine a witness,
general courtroom decorum and procedure. A final example would be
filing a limited appearance where the attorney represents the party in court
for a part of his or her case. The Limited Appearance form, JD-CL-121,
would be filed by the attorney and specify the event or proceeding for which
the attorney is providing representation.
The retainer letter and fee agreement between the attorney and the client
must explicitly articulate and itemize the scope of the legal assistance,
and the Limited Appearance form, JD-CL-121, specifically defines the event
or proceeding covered by the limited appearance.
3. Do the Connecticut Rules of Practice currently allow attorneys to limit the scope of their services? Yes. Under Connecticut’s rules of practice and rules of professional
conduct, an attorney may limit the scope of their representation if the representation is
reasonable under the circumstances and the client gives
informed consent. Though previously this did not include limited appearances, on October 1, 2013, rules became effective
permitting the filing of limited appearances in accordance with
a pilot program established by the Chief Court Administrator.
The pilot program, effective January 6, 2014, shall include family matters and family support magistrate matters filed in all Judicial
Districts. As set forth in Rule 3-8,
limited appearances may only be filed in connection with the pilot program established by the Chief Court Administrator.
4. Who can provide Limited Scope Representation? Any Connecticut attorney may choose to provide limited scope representation
services. The decision regarding whether to limit the scope of legal
services and when is entirely between the attorney and the client.
However, not all cases and clients lend themselves to limited scope
representation. Rather, significant numbers of legal matters are
better served if the lawyer represents the client throughout the entire
process, and some clients with limited capacity may not be good candidates
for Limited Scope Representation. If, however, a party to a case
wishes to consult with and hire an attorney for Limited Scope
Representation, the attorney will decide if the case is appropriate for
limited representation and the attorney and the client will decide what type
of Limited Scope Representation works best for the situation.
5. What criteria should an attorney use to determine whether Limited Scope Representation might be appropriate? There are many factors that should be considered when deciding whether to
provide limited scope representation. The ultimate decision about
whether and how to provide limited legal services depends upon the
capabilities of the party, the nature and importance of the legal problem
and the availability (or not) to the party of other self-help resources.
These are individualized decisions that lawyers and parties make jointly.
As stated in Section 1.2 (c) of Connecticut’s Rules of Professional
Conduct, "a lawyer may limit the scope of the representation if the
limitation is reasonable under the circumstances and the client gives
6. How does a lawyer file a Limited Appearance? A
Limited Appearance, form JD-CL-121,
is available in all Clerk’s Office, Court Service Center and Law Library
locations and on the Judicial Branch website. A
Limited Appearance may only be filed in connection with a court event or
proceeding in a family or family support magistrate matter. A
Limited Apperance may not be filed for a particular length of time, the
exhaustion of a fee or to address a specific issue. Whenever a limited
appearance is filed for a party, the limited appearance shall be filed in
addition to any self-represented party appearance already on file. A
limited appearance shall not be filed for a party when filing a new case or
during the pendency of the action if there is no appearance on file for that
party, unless the party for whom the limited appearance is being filed files
an appearance in addition to the attorney’s limited appearance at the same
7. What happens after the attorney completes his or her limited representation? When an attorney completes his or her limited representation of a party in
accordance with the Limited Appearance which clearly defined the scope of
the appearance, the attorney must file a
Certificate of Completion of
Limited Appearance, form JD-CL-122. A Certificate of Completion
of Limited Appearance form is available in all Clerk’s Office, Court
Service Center and Law Library locations and on the Judicial Branch website. The
Certificate of Completion of Limited Appearance form must be filed with the court and
copies must be provided to the client and opposing counsel or opposing party
if unrepresented. After the Certificate of Completion of Limited
Appearance form is filed, the attorney’s obligation to continue to represent
the client is terminated. The attorney does not have to file a Motion for
Permission to Withdraw his or her appearance or obtain the court’s
permission to no longer participate in the proceeding. The client will have
no right to object.
8. What impact might filing a limited appearance have on opposing counsel’s scope of communication with the client and attorney? Counsel may directly communicate with the opposing party only about
matters outside the scope of the limited appearance, without consulting with
the party’s limited appearance lawyer.
9. Can the attorney and client agree that the attorney will extend representation beyond the scope of the limited appearance?
If the client and the attorney agree that the attorney will provide
additional legal help, the attorney and the client will enter into a new
agreement and the attorney must file another Limited Appearance form
identifying the additional events or proceedings. If the new
agreement with the client is to represent the client for the entire case,
the attorney will file a general Appearance form, JD-CL-12.
10. Who gets served notice of any pleadings once a Limited Appearance has been filed? Whenever service is required or permitted to be made upon a party
represented by an attorney with a limited appearance, for all matters within
the scope of the limited appearance, the service shall be made upon the
attorney and on the party for whom the limited appearance was filed. Service
upon an attorney with a limited appearance shall not be required for matters
outside the scope of the limited appearance.
11. What duties does the attorney owe the client when providing limited scope representation? An attorney must follow all ethical rules and standards of professional
responsibility whether providing full or limited representation to the
client. Limited scope does not mean limited liability or limited
responsibility. In addition, any changes in the scope of the
representation must be documented using the Limited Appearance form that has
been created for this purpose.